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Best Series 65 Exam Prep Courses

ExamFX offers the best Series 65 exam prep course

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The Series 65 is a license issued by the North American Securities Administrators Association (NASAA) that allows people to work as investment advisors in the United States. The exam to obtain this license, which is administered by the Financial Industry Regulatory Authority (FINRA), is comprised of 130 questions and is considered rather challenging. You must answer 94 of those 130 questions correctly to pass. So, you'll want to take a Series 65 exam prep course to increase your odds of passing.

The best Series 65 exam prep courses offer a variety of learning methods, ranging from entirely self-paced to those with online videos, live virtual classes, and even in-person options, all at an affordable price. If needed, many of these courses offer access to instructors via email, phone, or live chat, as well as milestone and final exams to test your competency.

The Best Series 65 Exam Prep Courses in 2022

Best Overall : ExamFX


ExamFX

 ExamFX

Why We Chose It

Whether you want to study at your own pace, prep with on-demand videos, or opt for live online or virtual learning options, ExamFX has an option for you. This is why ExamFX tops our list as the best overall Series 65 exam prep course.

There are three courses to choose from, which cost $159.95 for self-study, $229.95 for video study, or $294.95 for live online. All three course options include instructional support if you have questions, as well as readiness and guarantee exams. You’ll also have access to an extensive question bank and online exam simulations, though you’ll only get 90 days of course access.

ExamFX has an 87% pass rate for securities exams. However, if you pass their guarantee exam with an 80% or higher, and then fail to pass the licensing exam within three days, the company will refund your course costs. And if you don’t like the course or material after you buy it, you can get a full refund within 48 hours.

Pros & Cons

Pros
  • Self-paced, on-demand, and live online/virtual options

  • Extensive question bank

  • Pass guarantee

  • Instructor support included

Cons
  • Only 90 days of course access

  • No satisfaction refunds after 48 hours

Best for In-Person Learning : Securities Training Corporation (STC)


Securities Training Corporation

 Securities Training Corporation

Why We Chose It

There are three class options offered by Securities Training Corporation (STC). All three offer 24/7 tech support, access to the instructor hotline, online and printed study material, final exams, and enrollment for up to six months. It's our pick for the best Series 65 exam prep course for in-person instruction.

The basic program priced at $193.33 is a fully self-paced course.

The premier package, which costs $218.14, blends self-study with on-demand lectures. In addition to everything the basic package includes, this course also offers progress exams, flashcards, greenlight exams, on-demand lectures, and an exam pass guarantee.

The top-tier course is the premier plus package priced at $339.63. This package offers live virtual or in-person class options in addition to everything in the premier package. You can also access recorded live virtual classes any time during your six-month course, and the pass guarantee is included.

STC does not publish the pass rate of its students. However, if you choose one of the top two course tiers and follow the course requirements, you’ll get your money back if you fail your exam.

Pros & Cons

Pros
  • Money-back guarantee

  • Self-study, live virtual, and in-person class options offered

  • Access to instructor hotline

  • 24/7 tech support

Cons
  • Progress exams online offered on certain tiers

  • Basic course is very limited in terms of study tools

  • Pass guarantee not available at the lowest tier

Best Self-Paced Course : Knopman Marks


Knopman Marks

 Knopman Marks

Why We Chose It

Knopman Marks is our pick for best self-paced course because its 19+ hours of video lectures and mobile tools allow you to study anywhere at any time.

There are two options for Series 65 exam prep courses from Knopman Marks: a $385 self-study course or a $610 instructor-led, live class add-on.

The self-study course includes 19 hours of video lectures, an online question bank, digital flashcards, a benchmark exam, and an iOS mobile app so you can download content and study on the go–even without an internet connection. There are 27 lessons in the curriculum.

The All Access Pass is an additional $225 and can be purchased separately, without enrolling in a class. It includes a 60-minute live Q&A session, 60-minute live onboarding, live-streamed faculty-led classes, and blended classes. Private tutoring is available at an additional charge and must be scheduled via appointment.

Though Knopman Marks lists their student pass rates for many other exams, it does not provide a pass rate for the Series 65 exam. There is also no pass guarantee offered. 

Refunds and returns are accepted within the first 30 days if you’re unsatisfied with the course, but you’ll need to obtain a return authorization first. Your refund may also be subject to a $20 administrative or restocking fee.

Pros & Cons

Pros
  • iOS mobile app available

  • Self-study and instructor-led options available

  • Includes large, online question bank

Cons
  • No pass guarantee

  • Refunds must be authorized

Best for Student Experience : Securities Institute of America (SIA)


SIA, Inc.

 SIA, Inc.

Why We Chose It

Securities Institute of America (SIA) offers à la carte course options, live chat and phone support, and an impressive pass rate, which is why it made our list as the best choice for student experience.

Students can choose between an online video course, which costs $99, or a full self-study course for $205. Both of these courses include six months of course access and allow you to build your own program with a variety of individual options.

Packages include a mobile e-book along with live chat and phone support. Students will have access to a test bank, though it is smaller than those offered by some competitors’ courses. If you want to build on your course, there are options available such as online video classes and a paper textbook.

You can also choose to buy just the Series 65 exam prep software for $59.95. While this isn’t a “class” per se, it does include six months of unlimited access to SIA’s software, which includes over 1,800 practice questions. You can also use this software to create your own randomized quizzes and generate final exams.

SIA’s program boasts a 90% pass rate among students. They also offer a money-back guarantee if you don’t pass the Series 65 exam on the first try. 

This policy, called the Greenlight Guarantee, does require you to take and pass a greenlight (end-of-course readiness) exam within five days of taking your official Series 65 exam. If you do this, though, and still don’t pass your Series 65, you’ll get a refund for the course.

Pros & Cons

Pros
  • Money-back guarantee

  • Live chat and phone support

  • Refund if you don’t pass your exam on the first attempt

  • 90% pass rate

Cons
  • Small test bank

  • No live course options

Best for Variety of Study Resources : Kaplan


 KAPLAN

 KAPLAN

With a total of four course options to choose from and as many as 10 helpful study tools included with each one, Kaplan is our pick for the biggest variety of study resources.

There are three tiers of Series 65 exam prep course options offered through Kaplan: Premium, Essential, and Basic.

The Premium tier includes an on-demand class and a live online course option. The on-demand class includes in-depth videos from expert instructors and can be completed at your own pace. It costs $289 and includes 10 study tools. 

The live online Premium course includes scheduled live lectures and instructor interaction, as well as archived videos for study or review purposes. This option runs $319 and can either be taken as a three-day course or spread out across 23 total days, depending on your schedule and how much time you have to commit to the lessons. It also includes 10 study tools.

The Essential tier includes a self-study online and video course for $199, which includes eight study tools. The Basic tier has a self-study course for $159, including five study tools.

All course options include study tools to help you succeed, which may include a question bank, practice and checkpoint exams, a study calendar, performance tracker, and a video library. The number of study tools you’ll get depends on the level and type of course you choose. There is no mobile app for any of the courses, however.

You’ll also have access to the course for five months; if you want more time, an additional five months’ access can be purchased for $49. If you need individual assistance at any time during your course, InstructorLink is an online resource that lets you communicate with experts and get your questions answered within two business days.

Kaplan does not offer a money-back guarantee, but they do boast an 88% pass rate among students who have completed their course and taken their Series 65 exam.

Pros & Cons

Pros
  • Live and self-paced course options

  • Multiple practice and checkpoint exams

  • Instructor access for those who need help

  • 88% pass rate

Cons
  • No money-back guarantee

  • No mobile app

Best Value : Test Geek


Test Geek

Test Geek

Why We Chose It

The self-paced course from Test Geek costs only $99 and, with only one course option offered, it’s also the simplest. This is why it's our pick for best value.

Test Geek's Series 65 exam prep program is a no-frills, self-paced video course. The course is run by Test Geek founder Brian Lee whose recorded video lectures have an excellent reputation for explaining difficult concepts in an easily understandable way.

When you purchase the Test Geek program, you’ll get a 30-day money-back guarantee and lifetime access to the course from any device. You’re able to watch the video lectures as often as you’d like, whenever and wherever you need. 

The Test Geek video course is broken up into four modules, which include a midterm exam and a final exam. There is no question bank, but downloadable class notes are available. 

There are no student pass rates published and no exam pass guarantee for the course.

Pros & Cons

Pros
  • Lifetime course access

  • Low cost

  • 30-day satisfaction guarantee

  • Excellent reputation

Cons
  • No question bank

  • Only one (self-paced) video course option

  • Very limited info online

Final Verdict

Depending on how you prefer to learn and study, there are a few great Series 65 exam prep courses to choose from. Many of them offer self-paced, online, live virtual, and even in-person class options, so you can choose the one that suits you best.

Some of these companies offer pass guarantees, like SIA, STC, and ExamFX. Many of them also provide access to instructors and tutors, if needed, as well as various study tools and practice exams. If you’re looking for an all-around great choice at a fair price, ExamFX is our top pick. If you’re interested in the best value while still being highly recommended among students, Test Geek makes the top of our list.

Compare the Best Series 65 Exam Prep Courses

Course Course Format Individual Tutoring Available? Cost
ExamFX Best Overall Self-study, video study, live online No $159.95 to $294.95
Securities Training Corporation (STC) Best for In-Person Learning  Self-paced, live virtual, on-demand video, in-person  InstructorLink offered  $193.33 to $339.63 
Knopman Marks Best Self-Paced Course  Self-paced, live virtual, or blended  Yes  $375 to $600 
Securities Institute of America (SIA) Best for Student Experience  Self-paced or online video  No  $99 to $205
Kaplan Best for Variety of Study Resources  Self-paced, online video, or live virtual  Access to instructors is available $159 to $319
Test Geek Best Value  Self-paced video course  No  $99

What is the Series 65 Exam?

The Series 65 exam, developed by the North American Securities Administrators Association (NASAA) and administered by FINRA, is also referred to as the NASAA Uniform Investment Adviser Law Exam. It is a 130-question exam designed to demonstrate competency among investment professionals taken prior to becoming a licensed investment advisor representative.

How Much Do Series 65 Exam Prep Courses Cost?

The cost of Series 65 prep courses varies, depending on the format of the course and what’s included. Generally, though, you can expect to spend between $99 and $350 for the average self-paced or live online course.

Are Series 65 Prep Exam Prep Courses Worth It?

If you want help understanding certain Series 65 topics, require accountability to stay on track, enjoy having access to instructors/tutors, or need a question bank and practice exams to know where you stand, a Series 65 exam prep course can be worth the cost. 

There are many different course structures and features to choose from, and with average pass rates as high as 90%, it’s easy to see the value of many of these courses.

How Long Does It Take to Complete a Series 65 Exam Prep Course?

A Series 65 exam prep course can take as little as three days or as long as a month to complete, depending on your specific course’s schedule. There are also self-paced options that allow students to work through the material at their own pace, meaning you could take days or months to complete the course if needed.

How Hard Is It to Pass the Series 65 Exam?

The Series 65 exam involves 130 questions (plus 10 pretest questions) and requires 72% (at least 94) of those answers to be correct to pass. 

Neither NASAA nor FINRA publishes average pass rates for the exam. However, some of the courses shown above have pass rates of 88% and 90%, and many companies offer money-back guarantees if you don’t pass the exam after taking their course.

Methodology 

To help you identify the best Series 65 exam prep courses, we analyzed and compared more than 10 different companies. We looked at important factors such as price, course structure, the length of course access, and what guarantees were offered by each company when choosing our top picks, and also considered each course’s reputation and pass rate. 

All of our top choices offer multiple study tools, at least one self-paced option, and practice exams.

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Article Sources
  1. North American Securities Administrators Association. "Series 65 Exam Content Outline - NASAA."

  2. ExamFX. "ExamFX: Insurance, Securities, and Continuing Education."

  3. Securities Institute of America. "SIA Series 65 Exam Information."

  4. Career Employer. "Kaplan Series 65 Exam."

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